Compliance Officer - Global Markets

Benefits

Parental leave

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Non-birth-parent leave

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Family-building benefits

• Fertility benefits: Not verified
• Adoption assistance: Not verified
• Surrogacy assistance: Not verified

Mental health support

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Relocation assistance

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Childcare support

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Learning budget

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Verification

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Salary

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Market context

U.S. role benchmark (BLS OEWS)

$61,842 U.S. median for this role

Projected growth (BLS Employment Projections)

+1.9% - Slower

Matched to SOC 11-1021 - Operations aggregate by role bucket.

Source: U.S. Bureau of Labor Statistics, OEWS, May 2024 and Employment Projections, 2024-2034.

Role

Role function

Operations From the posting source checked Jun 20, 2026

Seniority

Entry From the posting source checked Jun 20, 2026

Schedule

Shift type

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Weekend work

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Application

Cover letter

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Assessment

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Deadline

Not stated

Where they hire

State eligibility is not yet verified.

About this role

Compliance Officer - Global Markets In your role, you'll: • Support day to day Global Markets business activities within UBS Investment Bank in Japan • Comprehensively cover Global Markets Sales & Trading and work closely with COO • Help ensure that Global Markets employees meet UBS's global standards and Japan's regulatory requirements in both Market Conduct and Employee Conduct • Provide guidance on regulatory requirements and internal policies • Liaise with Front Office and senior management to deliver effective challenge and advice • Assist in conducting compliance risk assessments and thematic reviews, while watching regulatory changes • Participate in regulatory inquiries and support interactions with the Financial Services Agency and other regulators • Contribute to drafting and maintaining policies and procedures relevant to the Japan Global Markets business • Support the delivery of compliance training tailored to local business needs • Collaborate with global and regional compliance teams to ensure consistent standards and practices • Work closely with various compliance teams globally and locally -including Central Compliance, Control Room, Monitoring, Financial Crime Prevention, and Employee Conflict of Interest-to ensure a coordinated and integrated approach to compliance, avoiding silos, meeting the business's expectations, and achieving shared goals effectively This is a great opportunity for a junior professional to join a dynamic team and develop expertise in compliance. If you are an entrance level applicant, no worries, you will receive support from senior colleagues seating next to you.

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