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Compliance Specialist

Hilltop Holdings INC - Dallas, TX, United States

Posted Jan 30, 2026

Benefits

Parental leave
Not verified
Non-birth-parent leave
Not verified
Family-building benefits
  • Fertility benefits: Not verified
  • Adoption assistance: Not verified
  • Surrogacy assistance: Not verified
Mental health support
Not verified
Relocation assistance
Not verified
Childcare support
Not verified
Learning budget
Not verified
Verification
Not verified checked Jun 13, 2026
Salary
Not verified
401(k) match
Reported from DOL Form 5500 industry filing (not employer-specific)

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Market context

U.S. role benchmark (BLS OEWS)
$117,235 U.S. median for this role
Projected growth (BLS Employment Projections)
+2.6% - Average

Matched to SOC 23-1011 - Legal aggregate by role bucket.

Source: U.S. Bureau of Labor Statistics, OEWS, May 2024 and Employment Projections, 2024-2034.

Role

Role function
Legal From the posting source checked Jun 20, 2026
Seniority
Mid From the posting source checked Jun 20, 2026

Schedule

Shift type
Not verified
Weekend work
Not verified

Company

Equity
Offered Verified - SEC 10-K source checked Jun 20, 2026

Application

Cover letter
Not verified
Assessment
Not verified
Deadline
Not stated

Where they hire

State eligibility is not yet verified.

About this role

Compliance Specialist Dallas, TX, United States HilltopSecurities is looking to hire a Compliance Specialist. The Compliance Specialist will report to the Compliance Manager for Core Compliance. This is an individual contributor position, providing integral day-to-day administration and support for the team and operations within the Compliance Department. The specialist will gain familiarity with the compliance department's framework and serve as an administrator and gatekeeper for required employee disclosure, databases, books, and records. The specialist will develop an understanding of current processes and create enhancements and efficiencies as needed. The specialist will become a subject matter expert in their assigned responsibilities and be able to respond to employee inquiries and aid as needed. Supports the compliance team in drafting responses to regulatory inquiries including, procuring required documentation, tracking, management of electronic information and record retention. Assist in administration of /MCO application utilized for employee disclosures (ex. employees outside securities accounts) and outside business activities) employee account statements and annual required attestations. Process requests for employee and registered representative engagement in outside business affiliations. Develop and preserve business line regulatory organizational charts. Direct and maintain Firm's advertising and sales literature contents in accordance with record retention requirements. Correspond with regulators, business units and Compliance management staff in areas relating to arrest records, disciplinary events, and waiver requests. Coordinate study materials, classes and assist in scheduling qualification exams. Pay periodic fees and assessments on behalf of the firm. Prepare for on-site compliance inspections of branch and home office locations. May assist with inspections

Read the full description at ejlu.fa.us2.oraclecloud.com. FewerJobs shows a preview and links to the original posting.

Apply at ejlu.fa.us2.oraclecloud.com

Apply link verified; last checked Aug 3, 2026.

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