Compliance Officer

Benefits

Parental leave

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Non-birth-parent leave

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Family-building benefits

• Fertility benefits: Not verified
• Adoption assistance: Not verified
• Surrogacy assistance: Not verified

Mental health support

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Relocation assistance

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Childcare support

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Learning budget

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Verification

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Salary

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Market context

U.S. role benchmark (BLS OEWS)

$106,409 U.S. median for this role

Projected growth (BLS Employment Projections)

+7.7% - Faster than average

Matched to SOC 13-2011 - Finance aggregate by role bucket.

Source: U.S. Bureau of Labor Statistics, OEWS, May 2024 and Employment Projections, 2024-2034.

Schedule

Shift type

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Weekend work

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Application

Cover letter

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Assessment

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Deadline

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Where they hire

State eligibility is not yet verified.

About this role

Compliance Officer Hong Kong, Hong Kong The Role We are seeking to hire an exceptional Compliance Officer to join our Hong Kong office. This role will report into the Head of Compliance, APAC, based in Hong Kong, and hold several responsibilities for the Hong Kong office, the APAC region in the Global markets advisory space, and the Compliance department. This position requies a focus on high levels of service and technical expertise. It requires a blend of regulatory, investment and markets compliance knowledge and expertise, coupled with outstanding collaboration qualities. This role necessitates a flexibility to also support the wider compliance department with activities outside of the listed responsibilities. What you'll do - Manage APAC Control Room activities, including wall crosses, market soundings, MNPI and confidential information controls, and maintenance of the restricted list. - Liaise with broader compliance teams and various departments to assist with SFC filings, internal inquiries etc. - Review and enhance the internal compliance policy and procedures. - Assist in conducting routine internal compliance monitoring and reviews - Track and support regulatory change initiatives connected to relevant market structure and investments in Hong Kong. - Be an integral and collaborative member of the APAC compliance team, Global Markets Compliance team and broader Compliance department What you'll bring What you need: - Bachelor's degree - 5-7 years' relevant experience, - Highly self-motivated, organized, and attentive to detail. - Structured, methodical and consistent in execution. - Adaptable and open to change, a natural problem solver and lateral thinker.

Read the full description at job-boards.greenhouse.io. FewerJobs shows a preview and links to the original posting.