Canada IB Chief Compliance and AML Officer

Benefits

Parental leave

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Non-birth-parent leave

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Family-building benefits

• Fertility benefits: Not verified
• Adoption assistance: Not verified
• Surrogacy assistance: Not verified

Mental health support

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Relocation assistance

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Childcare support

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Learning budget

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Verification

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Salary

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Market context

U.S. role benchmark (BLS OEWS)

$106,409 U.S. median for this role

Projected growth (BLS Employment Projections)

+7.7% - Faster than average

Matched to SOC 13-2011 - Finance aggregate by role bucket.

Source: U.S. Bureau of Labor Statistics, OEWS, May 2024 and Employment Projections, 2024-2034.

Schedule

Shift type

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Weekend work

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Application

Cover letter

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Assessment

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Deadline

Not stated

Where they hire

State eligibility is not yet verified.

About this role

Canada IB Chief Compliance and AML Officer Are you interested in developing and driving solutions that advance UBS's strategic objectives? Do you execute with excellence? Are you entrepreneurial, proactive, and forward looking? As the Chief Compliance Officer and Chief Anti Money Laundering Officer, you will oversee and lead the Compliance function for UBS Securities Canada Inc. and perform the following: • partner with legal counsel to ensure that policies, guidelines, standards and Compliance monitoring and testing procedures and business procedures are consistent with local regulatory requirements and interpretations of laws, regulations, rules or any other related industry regulatory standards or guidelines • liaise with senior management as well as functional leaders in compliance, legal, risk, and IT to provide subject-matter expertise on existing, new, or updated laws, rules, and regulations as well as effective challenge, guidance, and advice • participate in relevant Committees as well as various other global, regional, and cross-product committees • draft and publish policies and procedures and maintain a local compliance training program • participate and provide support in regulatory exams and inquiries • complete Compliance Risk Assessments and thematic reviews to assess emerging risk themes • running the IB Financial Crime Prevention (FCP) function for the Canadian IB Legal entities (working with FCP team members in Canada in the United States, and globally as applicable). • acting as the local Money Laundering Reporting Officer / Chief AML Officer for the IB Canadian Entities - key duties will be: (i) Local Board Reporting on FCP Matters;

Read the full description at jobs.ubs.com. FewerJobs shows a preview and links to the original posting.